Compliance Associate

  • Location: New York, NY, New York
  • Type: Perm (Contingency)
  • Job #36136
  • Salary: $100,000

Position Overview – Compliance Associate:
Our client, a leading investment management group, is seeking a Compliance Associate to join their team. This role will conduct regulatory reviews, ensure adherence to policies and procedures, and assist with filings and reporting.

Compensation: $100,000.00 – $150,000.00 + bonus
Location: New York City

Responsibilities as the Compliance Associate include:

  • Performing compliance program evaluations
  • Conducting marketing, trading, and vendor reviews
  • Preparing regulatory filings and reports
  • Responding to requests from the business
  • Reviewing gifts/entertainment policies
  • Overseeing employee trading activities
  • Monitoring for insider trading risks
  • Managing special projects for chief compliance officer

Qualifications for the Compliance Associate include:

  • Bachelor's degree required
  • 2-4 years’ experience in compliance, preferably alternatives
  • Self-motivated with ability to work independently
  • Strong written and verbal communication skills
  • Attention to detail and organizational abilities
  • Aptitude for interpreting regulations
  • Knowledge of SEC rules and regulations


  • Competitive salary
  • Medical, dental, and vision insurance
  • 401k retirement plan
  • Commuter benefits
  • Generous PTO and holidays
  • Hybrid remote work options

Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.

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Job ID: 36136