Operations Associate

New York, NY



  • Perform asset servicing functions, including Corporate Actions and Interest Claims Processing
  • Research and reconcile bookkeeping entries on daily basis
  • Process and confirm fungibility requests to transfer agent
  • Obtain and maintain necessary paperwork provided from transfer agent
  • Perform DWAC (Deposit/Withdrawal at Custodian) transactions




  • Expertise of operational regulations, including settlements and buy-ins
  • Skill in settlement processing for Fixed Income and Treasury Securities
  • Knowledge of buyback procedures for both bonds and stocks
  • Thorough understanding of middle office functions and fail controls
  • Ability to work independently with limited supervision
  • Experience interfacing with institutional clients
  • College degree and prior experience in operations/support function role preferred
  • Adept in utilizing Microsoft Office Suite, OASYS, CTM and ALERT platforms
  • Strong communication and organizational skills
  • Detail-oriented and meticulous
  • Strong research skills and problem-solving abilities



Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion

Date Posted 10/2/2018
Salary $60,000- $70,000

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