Job Overview – Compliance Associate / Senior Associate:
Our client is seeking a Compliance Associate / Senior Associate to join their compliance team in New York, NY, taking on a key role in managing core compliance functions. In this full-time position, you’ll handle diverse compliance tasks, ensuring the company stays aligned with industry regulations and internal policies.
Total Compensation: $200,000/year (All-In)
Location: New York, NY
Schedule: Monday to Friday (In-Office)
Responsibilities as the Compliance Associate / Senior Associate:
- Code of Ethics: Oversee compliance with the firm’s Code of Ethics, including updates and ongoing monitoring.
- Trade Surveillance: Conduct trade surveillance to ensure compliance with regulatory requirements and internal policies.
- Email Review: Perform regular email reviews to identify and mitigate potential compliance risks.
- Marketing Material: Review marketing materials and investor communications to ensure alignment with regulations and internal guidelines.
- Regulatory Updates: Stay current with industry rules and regulations, updating internal policies as needed.
- Collaboration: Work closely with the Investor Relations team to ensure compliance across marketing and client-facing activities.
Qualifications for the Compliance Associate / Senior Associate:
- Experience: 3-8 years of Core Compliance experience, ideally within a hedge fund, private equity firm, or compliance consulting environment.
- Expertise: Familiarity with trade surveillance, marketing material review, and regulatory updates.
- Skills: Strong attention to detail, excellent communication, and organizational skills.
- Flexibility: Ability to work in a fast-paced environment and handle multiple responsibilities.
Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.