Residential Mortgage Compliance Officer

  • Location: New York, NY
  • Type: Perm (Contingency)
  • Job #37617
  • Salary: $225,000

Job Overview – Residential Mortgage Compliance Officer:
Looking for a Residential Mortgage Compliance Officer role in the thriving asset management industry. Join our client’s team in New York City and take charge of ensuring compliance with federal and state regulations. 

Compensation: $225,000.00 – $275,000.00 + bonus
Location: New York City

Responsibilities of the Residential Mortgage Compliance Officer include: 

  • Streamlining record retention processes, including policy/procedure management and vendor coordination
  • Developing and implementing policies and procedures to align with federal, state, local, and international regulations, including GDPR (EEA and UK)
  • Proactively analyzing changes in regulatory requirements and effectively managing regulatory developments and servicing relationships
  • Overseeing federal, state, and other reviews and examinations
  • Providing support in addressing internal compliance inquiries, customer complaints, and external issues
  • Creating and implementing corrective action plans to address compliance deficiencies and minimize violations
  • Monitoring compliance corrective action plans for all services
  • Identifying and resolving control issues internally and with all services
  • Facilitating licensing requirements for the company
  • Collaborating and managing compliance training reviews and assignments

Requirements of the Residential Mortgage Compliance Officer include: 

  • Bachelor’s Degree or higher, JD desirable
  • 5 years of recent regulatory compliance or legal experience in banking or financial services

  • Applied knowledge and experience managing compliance with federal and state regulations that affect the mortgage banking industry

  • Strong experience developing corporate and/or business policies, procedures, and controls

  • Strong in identifying potential risks and proposing/implementing solutions


  • Annual discretionary bonus and robust benefits package

Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

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Job ID: 37617