Compliance Associate

  • Location: New York, NY , New York
  • Type: Perm (Contingency)
  • Job #32368
  • Salary: $115,000.00

Compensation: $115,000-$130,000 + bonus
Location: New York, NY 

The Atlantic Group is representing a Compliance Associate opportunity with a multi-billion investment firm. This position is available due to rapid growth and is full-time. The Compliance Associate will report directly to the Chief Commercial Officer, CCO.

Highlights About the Company & Position:

  • Maintain the compliance calendar.
  • Prepare various regulatory filings.
  • Manage pre and post trade surveillance and forensic testing.
  • Monitor the firm’s positions and restricted list.
  • Assist with compliance monitoring program, testing and related documentation.
  • Assist with vendor due diligence.
  • Tracking and auditing expert network calls.
  • Manage compliance-related personnel requests.
  • Monitor electronic communications policy.
  • Assist with various books and records requirements.


  • 3 + years of Compliance experience required.
  • Bachelor’s degree.
  • Experience working in a private fund, registered investment advisor or investment manager preferred.

Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

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Job ID: 32368