Compliance Analyst

  • Location: New York, NY
  • Type: Perm (Contingency)
  • Job #37698
  • Salary: $100,000

Job Overview – Compliance Analyst:

A prestigious private equity firm based in New York City is seeking a dedicated and experienced Compliance Analyst. This role involves working closely with the Compliance Officer to enhance and monitor the firm's compliance program. The successful candidate will play a key role in supporting daily compliance operations and contributing to the firm’s adherence to regulatory standards.

Compensation: $100,000 – $120,000 base salary plus bonus.

Location: New York City, NY (Initially in-office four days per week, reducing to three days after training)

Responsibilities of the Compliance Analyst:

  • Support the Compliance Officer in the daily management and monitoring of the compliance program.
  • Administer and maintain the firm’s Code of Ethics, managing personal trading, political contributions, outside business activities, and compliance certifications.
  • Review and assess potential conflicts or violations of the firm’s Code of Ethics regularly.
  • Update the firm’s compliance manual and handle regulatory filings.
  • Conduct various compliance tests and oversee compliance activities.
  • Facilitate new hire compliance training and support the annual compliance review.
  • Organize compliance documentation such as compliance logs, calendars, and side letter matrices.
  • Review marketing materials for compliance and liaise with internal groups and external service providers.
  • Monitor regulatory developments and provide ad-hoc support for compliance and legal operations.

Qualifications for the Compliance Analyst:

  • 1-3 years of compliance experience in a hedge fund, asset management firm, private equity, or compliance consultancy.
  • Knowledgeable of the Investment Advisers Act of 1940 and related regulations, especially Rule 204A-1.
  • Bachelor’s degree required with good GPA.
  • Strong attention to detail, proactive and self-motivated with excellent organizational and project management skills.
  • High level of discretion and confidentiality, strong communication skills.
  • Proficiency in Microsoft Office applications.

Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.

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Job ID: 37698