Job Overview – Director (Compliance Consulting)
Compensation: $180,000 – $230,000/year + bonus
Location: New York, NY
Schedule: Monday to Friday (Hybrid)
Atlantic Group is hiring a Director (Compliance Consulting) in New York, NY for our client, supporting regulatory compliance programs for hedge funds, private equity firms, asset managers, and other financial services organizations. This senior-level opportunity is ideal for an experienced compliance professional with a combination of in-house investment management and compliance consulting experience. The role will oversee client relationships, advise on complex regulatory matters, and contribute to business development within an established financial services consulting environment.
Responsibilities as the Director (Compliance Consulting):
- Regulatory Compliance: Advise investment management clients on regulatory requirements, compliance obligations, and industry best practices.
- Client Management: Serve as a senior compliance resource for clients by providing strategic guidance and practical solutions to regulatory and operational matters.
- Compliance Programs: Develop, review, and enhance compliance policies, procedures, testing programs, and regulatory documentation.
- Compliance Reviews: Lead compliance assessments, risk reviews, and regulatory examination preparation while identifying potential issues and recommending solutions.
- Advisory & Training: Provide guidance and training on investment management compliance, regulatory developments, and evolving industry requirements.
- Business Development: Support client relationships and new business opportunities through presentations, proposals, and other business development initiatives.
Qualifications for the Director (Compliance Consulting):
- Education: Bachelor’s degree from an accredited college or university is required. JD or advanced degree is preferred.
- Experience: 6–8 years of regulatory compliance experience within financial services is required, including hedge fund, private equity, asset management, or compliance consulting experience.
- Industry Knowledge: Strong knowledge of SEC investment adviser regulations and investment management compliance is required. Experience with CFTC, NFA, FINRA, or global regulatory frameworks is preferred.
- Technical Skills: Proficiency with Microsoft Office and compliance monitoring, reporting, and documentation tools is required.
- Skills & Attributes: Strong client management, communication, analytical, research, and business development skills with the ability to independently manage multiple engagements, advise senior stakeholders, and navigate changing regulatory priorities.
Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.