Funds & Trading Specialist

  • Location: New York, NY
  • Type: Perm (Contingency)
  • Job #38068
  • Salary: $125,000

Job Overview – Legal & Compliance – Funds and Trading Specialist:
A global investment firm managing over $40 billion across public equity, private equity, credit and structured capital investment strategies is seeking a Funds and Trading Specialist to join their Legal and Compliance team.

Compensation: $125,000 – $175,000 + Bonus
Location: New York City, NY  

Responsibilities of the Funds and Trading Specialist:

  • Responsible for daily, weekly, quarterly, and annual position filings globally (e.g., Schedules 13G/D, Section 16 filings, UK/EU short positions).
  • Primary contact for vendor contract requests and trading document negotiations.
  • Provide trading compliance support and manage inbound KYC and AML requests.
  • Oversee the creation of new legal entities and draft initial governing documents.
  • Support various legal and compliance initiatives related to the firm’s trading and financing activities.

Qualifications of the Funds and Trading Specialist:

  • Bachelor’s degree with a proven record of academic success.
  • 4+ years of experience in compliance or legal roles within financial services.
  • Proficiency in Bloomberg and Microsoft Office suite.
  • Strong interpersonal, organizational, and communication skills.
  • Demonstrated ability to handle confidential information with discretion.

Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.

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Job ID: 38068