Accounting Director, FinOp (broker dealer)

  • Location: New York, NY
  • Type: Perm (Contingency)
  • Job #31878
  • Salary: $150,000.00

Compensation: $150,000-$225,000 + bonus
Location: New York, NY

Multi-billion hedge fund is seeking an Accounting Director, FinOp to join their New York office. This role will lead the accounting and finance for a newly launched broker dealer. This is a hybrid role with excellent benefits, including free breakfast and lunch. 

Highlights About the Company & Position:

  • Manage and perform the responsibilities associated with the accounting functions Firm's broker dealer entities.
  • Assisting with the month end close processes, including international subsidiaries.
  • Responsible for the preparation of financial statements for the broker dealer entities on a monthly, quarterly, and annual basis.
  • Perform the daily net capital calculation to ensure compliance with FINRAs Net Capital Rule and File Focus Reports (monthly and/or quarterly).
  • Prepare and submit quarterly and annual FINRA financial reporting requirements.
  • Monitoring regulatory updates and assist in preparation of regulatory reports and filings for the broker dealer entities.
  • Maintain the books and records of the broker dealer company entities and perform reconciliations of ledger accounts, ensuring accuracy of financial and regulatory reporting.
  • Prepare journal entries, statements of income and operations, cash flow and other supporting schedules.
  • Serve as a point of contact with regulators and internal/external auditors.
  • Key player in developing and driving process improvement and automation initiatives.
  • Work closely with the Accounting, Compliance, Legal, Technology, Execution Services, Corporate Strategy, and other internal departments within the firm.
  • Stay up to date on new regulatory developments for the broker dealer entities and implement any necessary changes to the Firm’s policies, procedures, and reporting.

Requirements/Qualifications:

  • BA/BS in Accounting or related field.
  • Licensed CPA required.
  • Minimum of 7 years of accounting experience, preferably experience in a combination of public accounting, registered broker dealer, hedge fund or investment manager with a focus on accounting, financial management and financial reporting.
  • Series 27 Financial Operations Principal (FINOP) license required
  • Strong understanding of GAAP.


Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

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Job ID: 31878