VP, SEC Reporting

New York, NY



  • Lead the preparation and review of quarterly financial statements and interim MD&A filings as well as quarterly earnings release.
  • Liaise with and manage external auditors for financial statement audits and reviews and manage external consultants and drive the internal controls and SOX implementation process.
  • Manage and drive the implementation processes for Oracle Netsuite, SAP Concur, and Workiva in order to build a best in class accounting and finance information system.
  • Responsible for all facets of financial reporting including Annual Form 10-K, Quarterly Form 10-Q, Form 8-Ks, and Annual Proxy.
  • Responsible for the Quarterly Earnings Release, Earnings script, Press Releases, and Investor & Board presentations.
  • Manage financial planning and budgeting process including tracking Assets Under Management and Fee Earning AUM as well as financial and KPI variance analysis.




  • 7-10 years of experience in Financial Reporting experience preferably in the financial services industry
  • Public/Private or straight private
  • Strong knowledge of SEC regulations
  • Strong plus if they have experience with Canadian Reporting
  • Independent worker





Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 3/4/2020
Salary $150,000 - $250,000 + bonus

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