Treasury and Trade Operations VP

New York, NY



  • Oversight of communication and interactions with brokers, custodians, and third party settlement service providers to ensure timely instruction and matching of trades
  • Supervise day-to-day failing trades; escalate potential buy-ins and other economically impactful issues to traders and operations management
  • Work with numerous internal teams such as Treasury, Legal, Compliance, and Finance on settlement and other account issues as needed
  • Recognize control gaps and propose solutions related to settlements and trade operations processes
  • Proactively pursue opportunities to improve processes and raise service level to internal clients
  • Generate and maintain strong controls to avert accidental and nefarious attempts to direct company-managed funds to incorrect destinations.
  • Approve wires and perform wire callbacks
  • Assist in upholding the firm’s signature authority document/corporate resolutions
  • Manage new account opening; negotiate fee proposals and services for new accounts
  • Ensure sweep vehicles/MMFs in place for all accounts where obtainable
  • Manage maintenance of bank account management database and standard settlement instructions/account admin details
  • Lead employment of new treasury or bank software or other treasury technology
  • Communicate with internal clients, custodians, fund administrators, and other counterparties to ensure Treasury related issues are resolved promptly




  • 10 + years experience in general Investment Operations, ideally in an asset management firm
  • Supervisory experience required
  • Awareness and understanding of risks and controls related to trade settlements, liquidity and cash management in a complex, multi-strategy investment environment
  • Experience managing outsourced service providers






Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 12/30/2020
Salary $115,000 - $160,000 + bonus

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