Trading Operations Analyst (Corporate Actions)

New York NY

Responsibilities

 

  • Guarantee all functions performed by Operations team are in-line with company growth or reduction
  • Constantly review and improve the working practices/processes of the team
  • Continually improve data quality and consistency
  • Ensure security data integrity across multiple internal systems
  • Work alongside/with other operational departments to provide cover/product knowledge
  • Maintain integrity of financial and confidential data
  • Assist with periodic compliance and regulatory projects
  • Opportunity to learn additional functions available
  • Identifying and investigating corporate actions/income using relevant market information
  • Recognizing and assessing the impact of corporate actions on holdings and values
  • Arranging for Portfolio Managers to be provided with clear information about corporate actions/income within set timescales
  • Monitoring progress of corporate actions and arranging for global custodians and investments
  • Booking and updating Portfolio positions as per the corporate event requirements
  • Identifying actual or potential instances of non-compliance with regulations
  • Scrubbing announcements from Market Data Vendors, Company Information, and Depositories and Agents
  • Input information into Corporate Action platform for Income and Mandatory Actions
  • Identify complex events and communicate to team members
  • Ensure proxy voting standards are being met

 

Requirements

 

  • At least 1 year of experience in a corporate actions position
  • Complete understanding of financial instruments, particularly including Equity, Bonds and OTC (Swaps) ideal
  • Full understanding of relevant and appropriate Entitlement controls (RCSA) preferred
  • Broad understanding of the internal/external IT components required to deliver the effective notification, calculation, posting of Entitlements before pay date
  • Broad understanding of 3rd Party Data providers (e.g. Bloomberg, Broker Portals relevant to the role).
  • Broad application skills across multiple platform – Beauchamp/ISS/Microsoft Office

 

 

 

 

Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 2/12/2020
Salary $60,000 - $65,000 + bonus






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