Senior Financial Reporting Associate

New York, NY



  • Responsible for the preparation of SEC quarterly and annual reports for public company; Forms 10-Q and 10-K
  • Compile financial information related to the Company’s earnings releases and Forms 8-K
  • Preparation of reporting for senior management and board of directors
  • Responsible for presentation and review of XBRL filings
  • Prepare monthly, quarterly and annual financial statements and reporting required by FINRA and the FCA as necessary for the Company’s broker-dealer and UK subsidiaries, respectively
  • Act as primary liaison to independent auditors to support audit and review procedures
  • Ensure accuracy and completeness of accounting policies in accordance with US GAAP and UK GAAP as necessary.
  • Prepare and review Investment Company accounting for certain consolidated entities
  • Assist in technical accounting research on various topics such as stock-based compensation, EPS and consolidation
  • Participation in process improvement initiatives to improve operating efficiencies




  • 3-7 years of relevant experience
  • CPA a must.
  • Could be straight public, public/private or straight private.
  • SEC/Fin reporting exp++
  • Accounting policy (ASC 606, 718 or 740) a plus





Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 1/24/2020
Salary $90,000 - $120,000 + bonus

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