Operations Specialist

Jersey City, NJ



  • Process all deliver and receive orders settling with other brokers/ banks – all equities, corporate fixed income, and commercial paper trades clearing through DTC (Depository Trust Company) for our custody accounts. Adhere to all daily deadlines.
  • Verify the trade information vs. broker presentation received from the client via the Sonic system. This includes account number, quantity, CUSIP, etc.
  • Manage daily volume.
  • Review and resolve discrepancies in order information received (for example DTC reclaims).
  • Escalate high value problem trades to management
  • Communicate professionally and constructively via email, phone, etc. with internal and external clients and counterparties to effectively resolve issues in order to minimize risk and exposure.
  • Provide superior client service.
  • Communicate as part of a team.
  • Contribute to Management Reporting. This may include providing statistics on work volumes.
  • Gain efficiencies to improve individual productivity.
  • Gain an understanding of the big picture – how specific function impacts the firm.
  • Contribute to Division or Firm process improvement activities.




  • BA/BS degree or equivalent work experience.
  • Demonstrated PC skills.
  • Ability to identify, escalate and resolve a problem.






Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 11/6/2020
Salary $20.00/hr

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