Corp Controller

New York, NY



  • Supervise a team of 5 accountants and 3 accounts payable specialists.
  • Responsible for review of monthly G/L closing of all consolidating entities along with the timely review of all schedules/reports supporting the monthly financial statements (e.g. bank recs, investment roll forwards, prepaid insurance/expenses, various receivables, fixed assets and depreciation, accrued liabilities, etc.).
  • Monthly financial trend analysis for senior management and shareholders.
  • Review/preparation of annual audited consolidated financial statements, financial statements and other local statutory financial statements.
  • Prepare and file quarterly FOCUS Reports and maintain monthly net capital calculations ensuring compliance.
  • Assist in and manage the audit process.
  • Assist with the review of the annual tax returns and quarterly tax estimates.
  • Manage and review global cash positions. Prepare necessary money transfers to satisfy local cash needs and ensure regulatory capital compliance.
  • Prepare/review quarterly 12b-1 Board report and other board materials.
  • Review monthly business line reports.
  • Prepare annual budgets as well as monthly budget to actual reports.
  • Prepare monthly cash projections.
  • Review support for all wire transfers, ACH transfers and Amex transfers prior to CFO payment release.
  • Review the monthly wholesaler/internal sales commission calculations.
  • Review sales tax and commercial rent returns.
  • Track potential abandoned property and prepare reports.
  • Monitor changes in accounting and tax principles and assess impact to the Company and communicate to CFO.
  • Suggest to management cost savings opportunities if and when any are noted.
  • Monitoring notes payable to shareholder and making the appropriate interest and principal payments.
  • Oversight of year end 1099 reporting.
  • Monitor the adequacy of corporate insurance coverage.
  • Assist with any regulatory examinations or inquiries.
  • Responsible for compliance with record retention requirements.
  • Maintain current accounting procedures as well as disaster recovery plans.
  • Integrate new acquisitions and subsidiaries into corporate accounting structure.
  • Assist, as needed, in other financial and operational areas of the company.
  • Assist in ad-hoc as needed.







  • 8+ years of experience in a management company of corporate controllership vertical
  • AT LEAST 5 years of experience in public accounting, focusing on FS clients.
  • STRONG management experience of at least 5 ppl.
  • Strongly preferred if this person has some experience around listed product (PE is okay, as long as they’ve had other product exposure in their past.)
  • CPA is a 100% requirement. Series 27 a very nice to have.



Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 9/17/2018
Salary Up to $175,000 Base, Up to $300,000 Total Comp

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