Compliance Officer

New York, NY

We are representing a Compliance Officer opportunity with Global $10+ Billion Midtown NYC Hedge Fund

 

Responsibilities:

  • Reporting to Chief Compliance Officer and General Counsel (GC)
  • Work directly with front office personnel on the trading floor in an advisory capacity regarding CFTC, FERC, OCC, Federal Reserve and various Commodity Exchange rules.
  • Research new regulatory initiatives, and guidance on the legal and compliance requirements of potential business transactions.
  • Engage in all phases of implementing and monitoring compliance adhering to the Dodd-Frank Title VII swaps regulations.
  • Collaborate with CCO and GC  to review various regulatory matters and provide feedback to lines of business regarding the findings and their implication on trading activities.
  • Oversee and Assist with Policies and Procedures in the Compliance Group

 

Qualifications: 

  • BS in Finance or related degree
  • Must have Hedge Fund / Buy Side Experience
  • Commodities and Paper Trading Experience a Plus
  • 3-5 years of Compliance Experience at a Hedge Fund
  • Strong Trade Surveillance Experience

 

Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 6/13/2017
Salary $130,000-$150,000 + 25% Bonus






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