Our client is looking for a 2-6 year marketing compliance candidate to join the Compliance Marketing & Client Reporting team.
- Assist in reviewing company marketing material
- Provide training to relevant staff on marketing policies and procedures
- Facilitate responses to client compliance inquiries and questionnaires
- Review internal employees’ gifts & entertainment and political & charitable contribution requests and other compliance related tasks
- Bachelor’s degree in Business Management or related field
- 2-6 years minimum experience reviewing marketing material, preferably with an Investment Advisor
Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.