Compliance Marketing & Client Reporting Analyst

New York, NY

Our client is looking for a 2-6 year marketing compliance candidate to join the Compliance Marketing & Client Reporting team.



  • Assist in reviewing company marketing material
  • Provide training to relevant staff on marketing policies and procedures
  • Facilitate responses to client compliance inquiries and questionnaires
  • Review internal employees’ gifts & entertainment and political & charitable contribution requests and other compliance related tasks



  • Bachelor’s degree in Business Management or related field
  • 2-6 years minimum experience reviewing marketing material, preferably with an Investment Advisor


Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.

Date Posted 7/12/2017
Salary $70,000-$90,000 + Bonus

(2MB Max; allowed file formats: doc, docx, pdf, pptx, txt)

characters left

Join Us

Work with an elite team of recruiters and
turn your passion into a profession.
Submit Your Resume